Shareholding Info
I. Equity structure (as of 31 March, 2023)
|
Type |
Percentage in total equity |
Number of shares |
|
1. Shares subject to restriction on sales |
- |
- |
|
2. Shares not subject to restriction on sales |
100% |
74,262,726,645 |
|
①RMB denominated ordinary shares |
52.85% |
39,250,864,015 |
|
②Shares listed overseas |
47.15% |
35,011,862,630 |
|
3. Total number of shares |
100% |
74,262,726,645 |
II. Top 10 shareholders (as of 31 March, 2023)
|
Name of shareholders (Full name) |
Number of shares held as at the end of the Reporting Period (share) |
Percentage (%) |
Class of shares |
|
The Ministry of Finance of the People’s Republic of China |
13,178,424,446 |
17.75 |
A Share |
|
4,553,999,999 |
6.13 |
H Share |
|
|
The Hongkong and Shanghai Banking Corporation Limited 2,4 |
14,135,636,613 |
19.03 |
H Share |
|
The National Council for Social Security Fund 3,4 |
3,105,155,568 |
4.18 |
A Share |
|
8,433,333,332 |
11.36 |
H Share |
|
|
HKSCC Nominees Limited4, |
7,707,048,202 |
10.38 |
H Share |
|
China Securities Finance Corporation Limited |
1,891,651,202 |
2.55 |
A Share |
|
Capital Airports Holdings Company Limited |
1,246,591,087 |
1.68 |
A Share |
|
Hong Kong Securities Clearing Company Limited |
1,164,402,559 |
1.57 |
A Share |
|
Shanghai Haiyan Investment Management Co., Ltd. |
808,145,417 |
1.09 |
A Share |
|
Yunnan Hehe (Group) Co., Ltd. |
745,305,404 |
1.00 |
A Share |
|
FAW Equity Investment (Tianjin) Co., Ltd. |
663,941,711 |
0.89 |
A Share |
Notes:
1. The relevant data and information are based on the Bank’s register of members at the Share Registrar and Transfer Office and the information provided by shareholders to the Bank.
2. According to the Bank’s register of members, the Hongkong and Shanghai Banking Corporation Limited (“HSBC”) held 13,886,417,698 H shares of the Bank. HSBC beneficially held 249,218,915 more H shares than shown on the Bank’s register of members. The discrepancy was due to a purchase of H shares by HSBC from the secondary market in 2007 and thereafter receiving bonus shares issued by the Bank and participating in the rights issue of the Bank. Those extra shares have been registered under Hong Kong Securities Clearing Company Nominees Limited (“HKSCC Nominees Limited”).
3. The number included 1,970,269,383 A shares of the Bank held by the Sixth Transfer Account for State-owned Capital of the National Council for Social Security Fund (“SSF”). Other than the above shareholdings, the SSF held additional 616,814,000 H shares, which were indirectly held by certain asset managers (including Hong Kong Stock Connect). As at the end of f March 2023, the SSF held a total of 12,155,302,900 A shares and H shares of the Bank, representing 16.37% of the Bank’s total ordinary shares issued.
4. HKSCC Nominees Limited held the H shares of the Bank as a nominee. The aggregate number of shares held by HKSCC Nominees Limited represents the total number of H shares of the Bank held by all institutional and individual investors who maintained an account with it as at the end of March 2023. The data did not include 249,218,915 and 7,027,777,777 H shares indirectly held by HSBC and SSF respectively, which were registered under HKSCC Nominees Limited. The data did not include 13,886,417,698 and 1,405,555,555 H shares of the Bank directly held by the aforementioned two shareholders respectively as well, which were registered in the Bank’s register of members.