Shareholding Info
I. Equity structure (as of June 30, 2021)
|
Type |
Percentage in total equity |
Number of shares |
|
1. Shares subject to restriction on sales |
- |
- |
|
2. Shares not subject to restriction on sales |
100% |
74,262,726,645 |
|
①RMB denominated ordinary shares |
52.85% |
39,250,864,015 |
|
②Shares listed overseas |
47.15% |
35,011,862,630 |
|
3. Total number of shares |
100% |
74,262,726,645 |
II. Top 10 shareholders (as of June 30, 2021)
|
Name of shareholders |
Number of shares held as at the end of the Reporting Period (share) |
Percentage (%) |
Class of shares |
Nature of shareholders |
|
The Ministry of Finance of the People’s Republic of China |
13,178,424,446 |
17.75 |
A Share |
Government |
|
4,553,999,999 |
6.13 |
H Share |
||
|
HKSCC Nominees Limited 2, |
14,977,186,707 |
20.17 |
H Share |
Foreign legal entity |
|
The Hongkong and Shanghai Banking Corporation Limited (“HSBC”) 2,3 |
13,886,417,698 |
18.70 |
H Share |
Foreign legal entity |
|
The National Council for Social Security Fund (“SSF”) 2,4 |
3,105,155,568 |
4.18 |
A Share |
Government |
|
1,405,555,555 |
1.89 |
H Share |
||
|
China Securities Finance Corporation Limited |
1,891,651,202 |
2.55 |
A Share |
State-owned legal entity |
|
Capital Airports Holdings Limited |
1,246,591,087 |
1.68 |
A Share |
State-owned legal entity |
|
Hong Kong Securities Clearing Company Ltd. (“HKSCC”) |
985,188,700 |
1.33 |
A Share |
Foreign legal entity |
|
Shanghai Haiyan Investment Management Co., Ltd. |
808,145,417 |
1.09 |
A Share |
State-owned legal entity |
|
Yunnan Hehe (Group) Co., Ltd. |
745,305,404 |
1.00 |
A Share |
State-owned legal entity |
|
FAW Equity Investment (Tianjin) Co., Ltd. |
663,941,711 |
0.89 |
A Share |
State-owned legal entity |
Notes:
1. The relevant data and information is based on the Bank’s register of members at the Share Registrar and Transfer Office.
2. The aggregate number of shares held by HKSCC Nominees Limited represents the total number of H shares of the Bank held by all institutional and individual investors who maintained account with it as at the end of June 2021. The data included 249,218,915 and 7,649,557,777 H shares indirectly held by HSBC and SSF respectively, which were registered under HKSCC Nominees Limited. The data did not include 13,886,417,698 and 1,405,555,555 H shares of the Bank directly held by the aforementioned two shareholders respectively, which were registered in the Bank’s register of members.
3. According to the disclosure forms of interests filed with Hong Kong Stock Exchange by HSBC Holdings plc, HSBC beneficially held 14,135,636,613 H shares of the Bank as at the end of June 2021, representing 19.03% of the Bank’s total ordinary shares issued. HSBC beneficially held 249,218,915 more H shares than shown on the Bank’s register of members. The discrepancy was due to a purchase of H shares by HSBC from the secondary market in 2007 and thereafter receiving bonus shares issued by the Bank and participating in the rights issue of the Bank. Those extra shares have been registered under HKSCC Nominees Limited.
4. This included the 1,970,269,383 A shares of the Bank held by the Sixth Transfer Account for State-owned Capital of the SSF. Other than the above shareholdings, the SSF held additional 7,649,557,777 H shares of the Bank, of which 7,027,777,777 H shares were registered under HKSCC Nominees Limited and 621,780,000 H shares were indirectly held by certain asset managers (including Hong Kong Stock Connect). As at the end of June 2021, the SSF held a total of 12,160,268,900 A shares and H shares of the Bank, representing 16.37% of the Bank’s total ordinary shares issued.